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The
Oral Candidacy Exam
Before scheduling your Oral
Candidacy Exam, you should have completed:
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Two terms of Ph242 - Physics Seminar - This should be taken during your first year of graduate study.
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Two written candidacy exams - see the Basic Physics
Requirement, the exams should be attempted by the end of first year and successfully completed by the end of second year.
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The Advanced Physics Requirement - These courses should be completed by the end of your second year, if possible.
The main purpose of the Oral Candidacy Exam is for
a committee of faculty to determine the candidate's suitability for research in his or her chosen field, as well as to approve the thesis topic as one that can be completed in a timely fashion. It is especially important for the committee to think about possible ways a student might run into difficulty, as well as fall-back positions in that event.
Remember that your committee members will probably not know everything about your research. Plan for about a one-hour talk in which you describe what your project is about, why the work is important, what questions it may answer, etc.
Describe what work you have done on the project so far, and what you plan to do. Finally, outline a schedule that describes the path to your thesis.
How
to Schedule Your Oral Candidacy Exam
For those students who wish to schedule their oral
candidacy exam, follow these steps:
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Talk to your advisor about the exam, and about who should be on your committee. You will need a total of four people, including your
advisor. Tradition has it that theorists should have at least
one experimentalist on their committee, and experimentalists should
have at least one theorist. If you want to include people from other
departments or even other universities on your committee, this is fine.
There are no rigid rules, so talk with your advisor about it.
Best to get some alternates as well.
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Send an e-mail to kgl@caltech.edu
to get the official departmental approval of your committee. Unless
you are proposing an odd committee, approval should not be an issue.
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After you have your list approved, ask the people on the
list if they are willing to serve on your committee. Remember that
no one is obligated to serve on your committee. If you need to change your committee membership, send another e-mail to kgl@caltech.edu.
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Arrange a date and time with your committee for your
presentation. An easy online event scheduling tool can be found at Doodle.com. In addition to getting your committee to agree
to a time, you also need to make sure a room is available. You will need to contact the Physics Graduate Office via email about reserving a conference room in East Bridge; you can reserve a room elsewhere if you wish, however, the Oral Candidacy Exam Forms are available ONLY from the Physics Graduate Office AFTER you have reserved your exam room. Getting everyone on your committee to agree on a date can be difficult if your committee members are out of town a lot, so it's best not to leave this for the last minute, especially during April and May when students are defending for commencement in June.
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Make sure your committee members all know when and
where to meet for your exam. You should probably remind them just
prior to the exam.
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BEFORE your oral exam you will need to pick up
the Physics Departmental (1-page) and the Institute (4-page) candidacy
forms from the PGO. Please DO NOT download these forms as the physics department has specific information and signature requirements only available through the Physics Graduate Office. Instructions concerning what parts to fill in and what signatures will be needed at certain times during this process will be given. You will need to list your completed course requirements on these forms, so if you have not received confirmation from Frank Porter you will need to do so before any signatures will be granted.
| Before the Oral Exam -- Institute Form |
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| Part I -- |
Enter the names of the committee members
Enter a brief title/description of your talk
Enter date and room number
Advisor signs |
Part II --
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(#1) fill in major field (example: theoretical astrophysics)
(#2) fill in a brief title/description of your talk
(#3) advisor signs
(#4) student signs
(#5) list all of the courses you have taken in satisfaction of the Advanced Requirement including Ph 242ab. In other words, you would not list any research
units or reading courses; however you would list Ph136, Applications
of Classical Physics, 9 units, etc. Do not include any works
in progress that are not candidacy requirements. |
| After the Oral Exam -- Institute
Form |
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| Part I -- |
Advisor records results: Passed/Failed/Condition,
etc.
Committee members all sign |
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Option Representative (Porter) and Executive
Officer (Libbrecht) must sign where indicated in Parts I, II, III,
and IV of the Institute form. The information from Part I of the
Institute Form, and the signatures, are to be duplicated on the Physics
Departmental Form.
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When complete, bring ALL forms back to the Physics
Graduate Office -- otherwise your exam will not be officially recorded.
NOTE: After official notification from
the Dean's Office that you have been admitted into PhD candidacy, you should
then register for 36 units of Ph 300 for both theoretical and experimental
research during subsequent terms.
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